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openalexZenodo (CERN European Organization for Nuclear Research)2026-07-23Cited by 0

What a Single Decision Token Can and Cannot Reconstruct: The Shape- versus-Phase Boundary of Extreme Signal Compression

Randolph James Ferlic, Kimberly Kate Ferlic

What a Single Decision Token Can and Cannot Reconstruct: The Shape-versus-Phase Boundary of Extreme Signal Compression Randolph James Ferlic, M.D., and Kimberly Kate Ferlic — Fieldstone Analytics, LLC. Summary A class-discriminant codebook compresses each window of a sensor stream to a single ~8-bit token chosen to preserve a decision. This work asks — definitively, on real public benchmarks (bearing vibration, articulated-motion gesture, robotic force/torque) — how much of the raw signal can be recovered from that token (“token inversion”), and what governs the answer. The result is a clean, general boundary: the token recaptures a signal’s decision-relevant structure and never its high-entropy detail, and whether that detail is recoverable depends on whether the signal’s information lives in its shape or its phase. Every experiment is pre-registered with a frozen honest prior; all datasets are public. Key results • Single-token reconstruction recovers the spectral signature, not the waveform: on bearing vibration the raw-waveform R² is negative (worse than the global mean, because the phase averages out), yet the token holds 46–65% of the magnitude spectrum from one token and the reconstruction re-classifies at 0.60–0.89 AUC. Trajectory-shaped gesture recovers positively (R² ≈ 0.57 by two tokens). • The waveform is unrecoverable at any bit budget: even sixteen residual tokens (128 bits) cannot beat the global mean on vibration. Reconstructing from the full feature vector before any quantization also yields R² ≈ 0, which places the loss at featurization, not quantization. A learned decoder collapses to the global-mean baseline rather than recovering the waveform. • A generative phase-fabricating decoder is decision-faithful and spectrally correct (magnitude R² up to 0.81; re-classifies at 0.68–0.83) but not statistically realistic — a classifier separates fabricated from real windows at AUC 0.98–1.00. It is a class-visualization capability, not realism or recovery. • Operationally, the regime is predictable in advance: signals whose energy concentrates in a few low-frequency, cross-window-stable components (trajectory shape) are recoverable; signals whose energy spreads across broadband, per-window-random phase (vibration) are not. Honest boundary Reconstruct-ability tracks the shape-versus-phase character of the source. What comes back is the decision-relevant structure (spectral fault signature; low-frequency trajectory shape); what never comes back is the high-entropy phase, discarded at the moment of summarization. This is the irreducible cost of decision-oriented compression, and the same property that makes the token so small. A richer generative decoder can make a fabrication more convincing but, by the data-processing inequality, cannot move the boundary. Contents of this deposit Manuscript (PDF/DOCX), Figure 1, three frozen pre-registrations (PREREGISTRATION.md), and a reproducibility folder with deterministic runners and per-run result summaries for all three studies. Means over five seeds; shared stratified 25% test splits; PYTHONHASHSEED=0. Datasets: CWRU Bearing Data Center, MFPT, UEA/UCR NATOPS, UCI Robot Execution Failures (all public). Keywords extreme compression; token inversion; vector quantization; reconstruction; information bottleneck; rate–distortion; condition monitoring; task-oriented communication; pre-registration; honest negatives. References [1] R. J. Ferlic and K. K. Ferlic, “Class-discriminant codebook construction for single-token signal compression,” Zenodo, 2026, doi:10.5281/zenodo.20788187. [2] R. J. Ferlic and K. K. Ferlic, “Residual vector quantization within a class-discriminant subspace,” Zenodo, 2026, doi:10.5281/zenodo.20802826. [3] A. van den Oord, O. Vinyals, and K. Kavukcuoglu, “Neural discrete representation learning,” NeurIPS, 2017. [4] D. Griffin and J. Lim, “Signal estimation from modified short-time Fourier transform,” IEEE Trans. ASSP, vol. 32, no. 2, pp. 236–243, 1984. [5] T. M. Cover and J. A. Thomas, Elements of Information Theory, 2nd ed. Wiley, 2006. [6] C. E. Shannon, “Coding theorems for a discrete source with a fidelity criterion,” IRE Nat. Conv. Rec., vol. 7, pt. 4, pp. 142–163, 1959. [7] N. Tishby, F. C. Pereira, and W. Bialek, “The information bottleneck method,” Allerton, 1999, pp. 368–377. [8] D. Gündüz et al., “Beyond transmitting bits: Context, semantics, and task-oriented communications,” IEEE JSAC, vol. 41, no. 1, pp. 5–41, 2023. [9] L.-Y. Duan, J. Liu, W. Yang, T. Huang, and W. Gao, “Video coding for machines: A paradigm of collaborative compression and intelligent analytics,” IEEE TIP, vol. 29, pp. 8680–8695, 2020. [10] S. Talukder, Y. Yue, and G. Gkioxari, “TOTEM: Tokenized time series embeddings for general time series analysis,” TMLR, 2024. [11] W. A. Smith and R. B. Randall, “Rolling element bearing diagnostics using the CWRU data: A benchmark study,” MSSP, vol. 64–65, pp. 100–131, 2015. [12] E. Bechhoefer, “A quick introduction to bearing envelope analysis,” MFPT bearing fault dataset, 2013. [13] A. Bagnall et al., “The UEA multivariate time series classification archive, 2018,” arXiv:1811.00075. [14] L. Seabra Lopes and L. M. Camarinha-Matos, “Feature transformation strategies for a robot learning problem,” Springer, 1998. Companion deposits (single-token codebook family) Paper 19 — 10.5281/zenodo.20788187 · Paper 20 — 10.5281/zenodo.20802759 · Paper 21 (residual VQ) — 10.5281/zenodo.20802826 · Paper 22 — 10.5281/zenodo.20805321 · Paper 23 — 10.5281/zenodo.20821668 · Paper 24 — 10.5281/zenodo.20821779 · Paper 25 — 10.5281/zenodo.20821903. License Creative Commons Attribution 4.0 International (CC-BY 4.0). Consistent with that license, no patent, patent-application, or other intellectual-property right of the authors is licensed, waived, or granted by this publication.

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