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arxiveess.SY2026-07-16

Consistent Variance Estimation for Q-Function Estimators in Finite-Horizon MDP Tree Search

Zhenyu Yue, Jie Xu, Chun-Hung Chen, Hadi El-Amine, Michael C. Fu

We study the variance of Q-function estimators in finite-horizon, finite-state Markov decision process (MDP) tree search. We show that the variance decomposes into three components attributed to the immediate reward collected, probabilistic state transitions, and uncertainty in future state value function estimates. Using this decomposition, we show that the sample variance estimator based on the assumption of i.i.d. paths is biased, underestimating the true variance, and the bias does not vanish in the limit. We then propose a recursive variance estimator that is consistent. To enable efficient storage and computation, we derive an equivalent implementation of the recursive estimator using only node-local statistics that can be iteratively updated. This consistent variance estimator is integrated into two Monte Carlo Tree Search (MCTS) sampling procedures for finite-horizon MDPs. In numerical examples from inventory control and kidney paired donation matching, the new estimator improves the performance of the MCTS algorithm relative to a baseline that uses the i.i.d.-based sample variance estimator.

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arxivcs.LGeess.SY2026-07-24

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arxivmath.OCcs.ROeess.SY2026-07-13

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arxivmath.OCcs.ROeess.SY2026-07-04

Finite-Sample Closed-Loop Stability of Model Predictive Path Integral Control for Linear Time-Invariant Systems

Hyung-Jin Yoon, Hunmin Kim

We establish finite-sample closed-loop stability guarantees for Model Predictive Path Integral (MPPI) control applied to discrete-time Linear Time-Invariant (LTI) systems with additive Gaussian process disturbances. The key observation is that, for unconstrained LTI/quadratic sys…

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arxiveess.SYmath.OC2026-07-08

Stochastic Stability of Nonlinear MPPI via Contraction Theory and Control Lyapunov Functions

Hyung-Jin Yoon, Hunmin Kim

Model Predictive Path Integral (MPPI) control is directly implementable on nonlinear systems because its online update requires only forward rollouts of the dynamics, not gradients, linearizations, or convex optimization. However, this algorithmic flexibility does not by itself p…

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